Investor Relations

Institutional Ownership

Institutional Ownership

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 13 1.43 7.26 1,868,489
Mutual Fund 3 0.01 0.14 35,886
Insider 10 0.32 7.63 2,008,377

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 11 0.19 3.81 1,404,059
Sellers 11 -0.32 2.66 -979,909
Net -0.13 1.15 424,150

Concentration

Value ($MM) % O/S Shares
Total Inst. 1.76 15.07 3,921,501
Top 10 Inst. 1.69 14.20 3,691,400
Top 20 Inst. 1.76 15.06 3,920,284
Top 50 Inst. --

Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 1 -- 0.02 4,810
Growth -- --
Income
Income Value -- --
Yield -- --
Index 3 0.01 0.13 36,598
Other 4 0.38 4.98 1,275,671
Broker Dealer 2 0.19 2.76 705,418
GARP -- --
Hedge Fund 2 0.19 2.22 570,253
Specialty -- --
Value
Core Value -- --
Deep Value -- --

Location: Global Region

Holders % O/S Shares Share Value
North America 24 15.07 3,921,501 1,763,410

Top Holders

Holder Shares Held % O/S Share Change Filing Date
SG Americas Securities, L.L.C. 705,353 2.76 101,825 9/30/19
Cauwenbergh (Geert) 689,541 2.61 225,000 11/18/19
Anson Funds Management LP. 521,576 2.04 143,924 12/31/18
Lincoln Park Capital 393,552 1.54 393,552 4/9/18
Dispersyn (Gerrit) 353,114 1.34 350,000 11/18/19
Bitterman (Robert J) 310,440 1.18 300,000 11/18/19
Kontulis Caitlin 274,252 1.04 237,500 11/18/19
Barrett (John A) 222,991 0.87 222,991 4/22/19
Ferrara (Robert L) 127,500 0.48 127,500 11/18/19
Heights Capital Management, Inc. 93,081 0.35 -313,277 9/30/19

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
Vanguard Extended Market Index Fund 26,460 0.07 -- 10/31/19
Fidelity Extended Market Index Fund 9,023 0.02 -- 10/31/19
iShares Core S&P Total U.S. Stock Market ETF 403 -- -- 10/31/19

* Insider values reflect direct beneficial ownership.

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