Investor Relations

Institutional Ownership

Institutional Ownership

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 12 1.42 0.13 33,970
Mutual Fund 3 0.01 0.10 652
Insider 9 0.26 0.12 32,477

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 10 0.22 3.81 25,529
Sellers 10 -0.32 2.66 -17,818
Net -0.09 1.15 7,711

Concentration

Value ($MM) % O/S Shares
Total Inst. 1.70 0.26 67,259
Top 10 Inst. 1.65 0.25 63,961
Top 20 Inst. 1.70 0.26 67,257
Top 50 Inst. --

Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 1 -- -- 87
Growth -- --
Income
Income Value -- --
Yield -- --
Index 3 0.01 -- 665
Other 4 0.38 0.09 23,194
Broker Dealer 2 0.19 0.05 12,826
GARP -- --
Hedge Fund 2 0.19 0.04 10,368
Specialty -- --
Value
Core Value -- --
Deep Value -- --

Location: Global Region

Holders % O/S Shares Share Value
North America 22 0.26 67,259 1,703,481

Top Holders

Holder Shares Held % O/S Share Change Filing Date
SG Americas Securities, L.L.C. 12,825 0.05 1,852 9/30/19
Cauwenbergh (Geert) 12,537 0.05 4,091 11/18/19
Anson Funds Management LP. 9,483 0.04 2,617 12/31/18
Lincoln Park Capital 7,155 0.03 7,155 4/9/18
Dispersyn (Gerrit) 6,421 0.02 6,364 11/18/19
Bitterman (Robert J) 5,645 0.02 5,455 11/18/19
Kontulis Caitlin 5,000 0.02 4,318 11/18/19
Ferrara (Robert L) 2,318 0.01 2,318 11/18/19
Heights Capital Management, Inc. 1,692 0.01 -5,696 9/30/19
Renaissance Technologies LLC 885 -- 585 9/30/19

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
Vanguard Extended Market Index Fund 481 0.07 -- 12/31/19
Fidelity Extended Market Index Fund 164 0.02 -- 11/30/19
iShares Core S&P Total U.S. Stock Market ETF 7 -- -- 12/31/19

* Insider values reflect direct beneficial ownership.

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