SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On August 9, 2022, Phio Pharmaceuticals Corp. (the “Company”) held an annual meeting of its stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on the following proposals, each as described in the Company’s Definitive Proxy Statement, filed on Schedule 14A on June 30, 2022 (the “Proxy Statement”): (i) election of six directors to serve until the Company’s 2023 Annual Meeting of Stockholders; (ii) ratification of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022; and (iii) advisory approval of the Company’s executive compensation. The Company had 13,658,722 shares of common stock issued and outstanding at the close of business on June 17, 2022, the record date for eligibility to vote at the Annual Meeting, and there were present (in person virtually or represented by valid proxy) a total of 5,700,104 shares of common stock. All matters submitted to a vote of the Company’s stockholders at the Annual Meeting were approved, and all director nominees were elected.
At the Annual Meeting, the Company’s stockholders voted in the following manner with respect to the following proposals:
Proposal 1: Election of Directors
|Robert J. Bitterman||1,425,733||165,290||4,109,081|
|Patricia A. Bradford||1,447,140||143,883||4,109,081|
|Geert Cauwenbergh, Dr. Med. Sc.||1,416,611||174,412||4,109,081|
|Robert L. Ferrara||1,466,858||124,165||4,109,081|
|Jonathan E. Freeman, Ph.D.||1,476,687||114,336||4,109,081|
|Curtis A. Lockshin, Ph.D.||1,448,416||142,607||4,109,081|
Proposal 2: Ratification of Auditors
Proposal 3: Advisory Approval of Executive Compensation
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|PHIO PHARMACEUTICALS CORP.|
|Date: August 12, 2022||By:||/s/ Geert Cauwenbergh|
Geert Cauwenbergh, Dr. Med. Sc.
Principal Executive and Financial Officer, Director